The purpose of Audits and Compliance checks is to ensure that things are getting done right and in the right way. It is an activity done after the event and hence by nature a lag indicator. The very fact that this needs to be done, indicates that we are currently unable to control the process such that there is no noncompliance.

What do we check in Audits?
Let us look at what typically gets in to audit :

Safety
One of the primary and critical aspect that gets audited specially in manufacturing is Safety. These are mandatory and statutory in nature. One would check if employees are wearing the protective equipment when they are in the work area. Are there sufficient measures to ensure that the machine and equipment in use have the necessary guards in place? Are the employees following the safety procedures outlined?

Operational
Do we have the right material and available in the right quantity at the right time for operational efficiency? Is there wastage of materials provided or is there shortage? There are motion related things checked like if there is a better way to do the task? Are the workers following the standard operating procedure? Are there breakdowns? Are there steps that can be eliminated? Are the places of work aligned to optimize the process? Are there any safety concerns in the process ? Are the inputs and outputs and tools appropriately placed?

Quality
How are we detecting defects? What are the controls in place to ensure there are no defective pieces going to customers? How are ensuring that these defects are getting logged correctly and in a timely manner? Are there systems and processes in place for the operators to log the issues? Are there mechanisms for feedback about the work? Are there evidences of these measures? Are there case where customer’s have complained about quality? Did they receive a defective piece?

Documentation
Documentation is one the key requirements in the quality standards like ISO. The compliance checks also verifies if there is needed documentation of the process and the stand operating procedures. Is this documentation accessible to the workers easily and when needed? Are there changes made to the documentation based on the changed practices? Are there notifications and training conducted to communicate these changes?

IoT and impact on Audits
Let us look at how Internet of Things (IoT) technology can impact the above mentioned aspects of Audit check:

Security
IoT based automation and intelligent systems can ensure that the presence of personnel is detected and their physical appearance checked for ensuring the safety measures have been taken care by the worker, every check conducted leaves an audit trail and if there are exceptions found and alarms raised with evidences. Also if the situation got corrected the issue or alarm raised could get closed. No longer there may be a need for any such evidences of compliance as the compliance is ensured automatically and all evidences collected.

Operational
IoT cloud based workplace and process enhancements will lead to ground breaking transformations. The workplace is now touted to be common place for humans as well as robots to work together. The raw materials needed get demanded or pulled from the repositories or warehouses based on the jobs at hand and planned for the day. The raw materials automatically routed to the place of work. Every step moved ahead in the workflow gets detected or communicated to get additional inputs and take the outputs to the next step in the process. This kind of a self managed factory setup will have the all the statistics and logs around the process already created and available and there is no need to present any evidences as they are all over the place!!!

Quality
Now Quality will hardly need any sample checks as all the items will go through a compulsory test. Every item would have it own set of quality requirements embedded and would reach out to instruments which can verify a specific parameter, thus each end product would have it’s size verified by a machine, based on the specifications embedded. Product would get each of it’s parameters auto verified.

The defects found would get automatically recorded with the snaps taken as evidences and immediate creation of the issues found in a system. Even the intermediate items can go through the quality checks and ones with issues or defects would route out of the job. The management would get immediately notified about these defective pieces. The process could be fixed instantly if the defect is due to configuration or machinery failure.

Thus Quality will no longer be an after thought or but a part of the process itself.

Documentation
The documentation is one thing that may be solved on it’s own since the workflow or process maps which would be used for automation themselves are good enough documentation. Also the need for documentation now gets reduced from instructional purposes since it is the IoT data which drives the processes. The documentation would be generated in terms of execution logs providing the evidential documentation needed.

Thus to a great extent the need for audits as done currently is negated. Tomorrow’s audits and compliance checks may be way different and simpler than it’s current avatar. Thus IoT future trends are moving to shape up life making it better even in the Audit-dom!!

Read Audit – a scarecrow? to get to know how you can get better Audits done using mobile technology and start of this journey.

Feel free to connect with us: https://www.quicsolv.com if you want to discuss or share your ideas. We provide IoT services as well as IoT solutions based on our ISaE framework.

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